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February 5, 2026Processes0 citationsOpen Access

Fault Diagnosis of Hydro-Power Units Using BP Neural Network and XGBoost Algorithm for Enhanced Operational Safety

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LKLei KuangYZYangyang ZengCHChao Hu

Key Points

  • The study aims to enhance the operational safety of hydro-power units through improved fault diagnosis methods.
  • Employ BP neural network and XGBoost algorithm for diagnosis.
  • Utilize least squares method and dispersion analysis to filter operational data.
  • Apply random forest algorithm to rank characteristic parameters for relevance.
  • Integrate expert knowledge with BP neural network for model accuracy.
  • Use XGBoost for real-time fault identification.
  • Predicts fault characteristics up to 16 hours in advance.
  • Demonstrates improved model accuracy and reliability for fault diagnosis.
  • Confirms effectiveness of the proposed diagnostic approach.

Abstract

To enhance operational safety and reduce maintenance costs, this study investigates the fault diagnosis of hydro-power units, where the BP neural network and XGBoost algorithm are employed. To filter environmental noise, a combination of the least squares method and dispersion analysis is utilized to filter out irrelevant and erratic operational data. Following this, the random forest algorithm is applied to rank the significance of characteristic parameters, ensuring that only the most relevant features are selected for fault diagnosis. The BP neural network, integrated with expert knowledge, is then used to extract fault characteristics, improving model accuracy. To further refine fault detection and reflect the hydro-power unit’s real-time operation, the XGBoost algorithm is employed for fault identification. A case study demonstrates the model’s ability to predict fault characteristics 16 h in advance, confirming the effectiveness and reliability of the proposed diagnostic approach.

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Cite This Study

Kuang et al. (2026) studied this question.

synapsesocial.com/papers/698434f9f1d9ada3c1fb3ceehttps://doi.org/10.3390/pr14030517
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