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February 8, 2026Operations Research0 citations

Pre-hedging

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JMJohannes Muhle‐KarbeRORoel C. A. Oomen

Key Points

  • This paper aims to analyze how pre-hedging influences execution outcomes for clients and dealers.
  • Examined the relationship between pre-hedging and execution price outcomes.
  • Analyzed scenarios with competing dealers also engaging in pre-hedging activities.
  • Considered client control mechanisms like timing uncertainty to assess effectiveness.
  • Pre-hedging benefits both clients and dealers by improving risk management.
  • Dealers can offer reduced spreads that offset negative impacts on execution price.
  • Excessive pre-hedging by dealers can harm client outcomes.

Abstract

The paper “Pre-hedging” studies a dealer that pre-hedges an anticipated potential trade and analyses how this affects the client’s overall execution outcome. It shows that pre-hedging can benefit both parties: Improved risk management over an extended horizon then enables the dealer to charge reduced spreads that more than offset any adverse impact the pre-hedging activity has on the execution price. However, when a dealer pre-hedges too aggressively, this can be detrimental to the client. Timing uncertainty of the potential trade is an effective control held by the client to mitigate any counterproductive pre-hedging. Our results are robust to a setting where competing dealers simultaneously pre-hedge.

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Cite This Study

Muhle‐Karbe et al. (2026) studied this question.

synapsesocial.com/papers/698828100fc35cd7a8847373https://doi.org/10.1287/opre.2024.1011
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