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February 22, 2026npj Digital Medicine0 citationsOpen Access

Defining operational safety in clinical artificial intelligence systems

YKYoung-Tak KimHKHyunji KimMBManisha Bahl

Key Points

  • The research aims to establish a framework to define when AI systems can be considered operationally safe for clinical use.
  • Introduced the Safety-Aware Receiver Operating Characteristic (SA-ROC) framework.
  • Defined operational safety through reliable pre-specified levels.
  • Identified Safe Zones for autonomous action and a Gray Zone for required human review.
  • Quantified the indecision costs with the Gray Zone Area metric.
  • The model with a higher Area Under the Curve (AUC) was operationally less safe for high-confidence screening.
  • The SA-ROC framework supports active governance in clinical AI applications.
  • Operational safety metrics can enhance regulatory safety assessments.

Abstract

Abstract The clinical adoption of artificial intelligence (AI) has focused on enabling automation, but conventional accuracy metrics fail to answer a key question: when is it safe to trust an AI system? We introduce the Safety-Aware Receiver Operating Characteristic (SA-ROC) framework, which defines operational safety as an ability to meet pre-specified reliability levels. The SA-ROC curve delineates a Rule-in and a Rule-out Safe Zone, where autonomous action is permitted, and a Gray Zone, where human review is mandated. To quantify this non-automated workload, we introduce the Gray Zone Area (Γ Area ), a metric measuring the operational cost of indecision. Our framework reveals a key reversal: in a case study of two FDA-cleared algorithms for cancer screening, the model with a statistically superior AUC was found to be operationally less safe for high-confidence screening. SA-ROC enables active governance, translating clinical policy into optimized workflows that inform operational safety and complement regulatory safety evaluation.

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Cite This Study

Kim et al. (2026) studied this question.

synapsesocial.com/papers/699a9e20482488d673cd49c4https://doi.org/10.1038/s41746-026-02450-7
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