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April 1, 2026Journal of risk and financial management1 citationsOpen Access

AI Innovation and Bank Performance: Evidence from Patent Activity of Large U.S. Commercial Banks

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YNYinan NiJNJohn NyhoffMNMark Napier

Key Points

  • This research investigates how AI innovation influences the performance of large U.S. commercial banks.
  • Analyzed patent-based measures of AI innovation for 31 large U.S. banks from 2015 to 2024
  • Employed panel regressions with bank and year fixed effects
  • Conducted a two-step mediation analysis to explore organizational changes
  • Performed dynamic tests to evaluate the productivity 'J-curve' of AI innovation
  • AI innovation positively correlates with improved asset quality but leads to higher operating costs
  • Short-term profitability decreases post-AI innovation implementation
  • Organizational changes arise from reduced employee scale and branch networks, impacting management efficiency
  • Firm-wide AI adoption alleviates negative impacts on management and profitability prior to full adoption

Abstract

This paper examines the relationship between artificial intelligence (AI) innovation and bank performance, the organizational channels through which these relationships operate, and the role of firm-wide adoption in shaping outcomes. Using patent-based measures of AI innovation for 31 large U.S. commercial banks from 2015 to 2024 based on the Federal Reserve’s Large Bank classification and employing panel regressions with bank and year fixed effects, we find that AI innovation is associated with improved asset quality but higher operating costs and lower profitability in the short run. Our two-step mediation analysis implies that AI innovation induces organizational changes through diminishing employee scale and branch networks, which mitigates management efficiency and profitability. Importantly, firm-wide AI adoption mitigates the adverse association between AI innovation and both management and profitability prior to adoption, suggesting that the realization of AI’s benefits requires organizational adaptation and coordinated deployment. Dynamic tests further support the productivity “J-curve” of AI innovation. Our findings suggest that bank managers should align AI investment with organizational restructuring and coordinated deployment, while regulators should account for short-term adjustment costs when evaluating the performance implications of AI adoption.

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Cite This Study

Ni et al. (2026) studied this question.

synapsesocial.com/papers/69ccb68116edfba7beb881d1https://doi.org/10.3390/jrfm19040247
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