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April 17, 2026Communications Physics0 citationsOpen Access

The R = 1 threshold can misclassify epidemic stability

KPKris V ParagMSMauricio SantillanaACAnne Cori

Key Points

  • The aim is to analyze the inadequacies of the effective reproduction number, R, in classifying epidemic dynamics.
  • Evaluated R = 1 as a threshold for stability against empirical data.
  • Analyzed implications of using next-generation matrices for transmissibility.
  • Introduced and adapted a new statistic, E, based on experimental design theory.
  • R = 1 often misclassifies dynamic epidemic behavior, leading to misleading stability interpretations.
  • The alternative definition using next-generation matrices results in false negative stability signals.
  • The proposed statistic E offers a robust alternative for assessing epidemic stability dynamics.

Abstract

Abstract The effective reproduction number, R , is a predominant statistic for tracking infectious disease spread and informing health policies. An estimated R = 1 is universally interpreted as a stability threshold distinguishing epidemic growth ( R > 1 ) from control ( R < 1 ). We demonstrate that this interpretation frequently fails because R typically averages over groups with heterogeneous characteristics. We find that R = 1 conceals valuable early-warning signals of resurgence and misclassifies complex dynamics as noise, generating false positive stability thresholds that diminish predictive and policymaking value. We further illustrate that a popular alternative transmissibility definition (using next-generation matrices) overcorrects this issue, producing false negative stability signals by amplifying stochastic variation. We address these limitations by adapting a recently developed statistic, E , derived from R using experimental design theory. We show that E tightly constrains the set of scenarios consistent with stability, while remaining robust to noise and establish E = 1 as a more practical and meaningful real-time threshold.

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Cite This Study

Parag et al. (2026) studied this question.

synapsesocial.com/papers/69e1ce065cdc762e9d857363https://doi.org/10.1038/s42005-026-02631-6
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