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April 24, 2026Journal of Materials Research and Technology0 citationsOpen Access

Facet engineering of ceria and the preferential cleavage-consumption mechanism in chemical mechanical polishing

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XLXin LiJQJianming QiuQZQuanmin Zhang

Key Points

  • The study aims to understand the relationship between ceria crystal plane exposure and its polishing efficiency during chemical mechanical polishing.
  • Synthesis of four morphology-controlled ceria abrasives with distinct crystal planes via precipitation-hydrothermal method.
  • Polishing tests on K9 glass to evaluate material removal rates and observe oxygen vacancy changes.
  • XPS and XRD analyses to investigate chemical properties and fracture behaviors during polishing.
  • The (111)-dominant abrasive shows the highest material removal rate at 204 nm/min.
  • Oxygen vacancy concentration increases significantly, correlating positively with material removal rates.
  • Fracture priority order under mechanical stress is established as {111} > {100} > {110}, highlighting how specific planes behave during polishing.

Abstract

The rational design of high-performance ceria (CeO 2) polishing abrasives is largely constrained by the unclear correlation between crystal plane exposure, dynamic oxygen vacancy evolution, and the chemical-mechanical synergistic mechanism during chemical mechanical polishing (CMP). Herein, four morphology-controlled CeO 2 abrasives with dominantly exposed (200), (111), mixed (111) / (200), and (220) crystal planes were synthesized via a facile precipitation-hydrothermal method. Through K9 glass polishing tests, we innovatively reveal the "Preferential Cleavage and Dynamic Consumption" synergistic cycle mechanism in CeO 2 CMP. XPS results show that the Ce 3+ content of all four abrasives increased significantly to comparable levels after polishing. The increment of oxygen vacancy (O v) concentration varied markedly among the samples, and exhibited a positive correlation with the material removal rate (MRR). For the (111) -dominant abrasive, the O v concentration increased from 21. 37% to 48. 57%, corresponding to the highest MRR of 204 nm/min. This confirms that oxygen vacancies are the decisive factor promoting the formation of Ce-O-Si chemical bridges. XRD results reveal that the (111) plane showed the most significant intensity attenuation after polishing, demonstrating the fracture priority order of CeO 2 under mechanical stress: 111 > 100 > 110. Mechanical shear induces the preferential fracture of CeO 2 along the 111 plane, which generates fresh active surfaces and abundant O v to strengthen chemical bonding, thus forming a self-reinforcing chemical-mechanical synergistic cycle. This work provides direct theoretical guidance for the crystal plane-oriented design of high-efficiency, low-damage CeO 2 polishing abrasives.

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Cite This Study

Li et al. (2026) studied this question.

synapsesocial.com/papers/69eb0899553a5433e34b37f0https://doi.org/10.1016/j.jmrt.2026.04.170
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