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April 25, 2026Applied Sciences0 citationsOpen Access

A Dual-Stage Cascade Authentication Architecture for Open-Set Wood Identification via In Situ Raman and Baseline Morphological Composite Features

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JBJunyi BaiHSHang SuLZLei Zhao

Key Points

  • The central aim is to develop a dual-stage authentication architecture for accurately identifying wood species and mitigating illicit substitutions in the timber trade.
  • Implemented a dual-stage cascade system using in situ Raman spectroscopy and machine learning.
  • Utilized a Random Forest engine for closed-set screening in Stage-1, followed by a One-Class Support Vector Machine for Stage-2 verification.
  • Maintained a controlled OOD benchmarking scenario with three similar species for evaluation.
  • Achieved a 91.67% closed-set accuracy for known wood species in Stage-1 verification.
  • Stage-2 verification yielded an open-set detection AUROC of 0.9722 and limited the FPR95 to 3.33%.
  • Model demonstrated significant feature importance from macroscopic optical surrogate features for decision-making.

Abstract

Traditional wood identification models are vulnerable to out-of-distribution (OOD) substitution in the global timber trade. In response to this issue, this study presents a dual-stage cascade authentication architecture using in situ Raman spectroscopy and machine learning. First, a physically informed preprocessing strategy, integrating adaptive truncation (>1749 cm−1) and first-derivative filtering, is developed to extract a 1309-dimensional composite feature matrix. This step effectively decouples non-linear fluorescence and converts physical detector saturation into highly discriminative features. To mitigate data leakage, the system utilizes a cross-validated Random Forest engine for Stage-1 closed-set discriminative screening. Subsequently, it cascades a high-dimensional One-Class Support Vector Machine (OCSVM) for Stage-2 open-set non-linear boundary verification in the Reproducing Kernel Hilbert Space. This design avoids the “variance trap” of traditional linear dimensionality reduction (e.g., PCA), preserving weak but critical secondary metabolite signals. Under a controlled OOD benchmarking scenario involving three taxonomically and chemically similar substitute species, the optimized Stage-1 engine maintains a 91.67% closed-set accuracy on known species. Crucially, Stage-2 verification achieves an open-set detection AUROC of 0.9722 and limits the FPR95 to 3.33%. Feature importance mapping indicates that the model effectively incorporates macroscopicoptical surrogate features (e.g., fluorescence decay boundaries) for decision-making. Overall, this study offers a robust, controlled non-destructive approach for real-world wood authenticity verification.

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Cite This Study

Bai et al. (2026) studied this question.

synapsesocial.com/papers/69ec5ac988ba6daa22dac4a8https://doi.org/10.3390/app16094142
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