Optical Water Types and Their Importance in Predicting Water Quality Metrics by Satellite Imagery

Pre-classification of lakes into optical water types (OWTs) is considered a useful step in analyzing satellite-based reflectance data. We used a dataset of 109 reflectance hyperspectra from Minnesota and Wisconsin lakes and rivers to evaluate the usefulness of pre-classification to improve the retrieval of water quality information from satellite data. Three OWT classes were derived from the dataset by K-means clustering using three integrative metrics of reflectance spectral shape and magnitude as clustering variables. Values of the three metrics can be determined from satellite reflectance data as well as hyperspectral data. The OWT classes had distinct water quality characteristics in terms of Secchi depth, chlorophyll-a, and colored dissolved organic matter (CDOM). Algorithms used to retrieve values of the variables from simulated Sentinel-2 band reflectance data usually yielded more accurate predictions when computed separately for each class than when computed for the entire dataset, although exceptions were found for some fitting metrics and models and results for chlorophyll-a were not definitive. The three water quality variables were related in distinct ways to the integrative shape metric of reflectance spectra, apparent visible wavelength (AVW), supporting its use to develop OWTs to organize waterbodies into water quality classes. AVW was correlated (r = 0.933) with the integrative metric, normalized difference index at green and red wavelengths (NDI). Based on that result, we found that OWTs developed using just two variables, AVW and a metric of spectral magnitude, were nearly the same as classifications using all three integrative metrics.