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April 12, 2026Mathematics1 citationsOpen Access

A Novel K-Means with SHAP Feature Selection and ROA-Optimized SVM for Sleep Monitoring from Ballistocardiogram Signals

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XWXu WangFLFan-Yang LiYWYan Wang

Key Points

  • The study aims to create a non-intrusive framework for monitoring sleep states using BCG signals without labeled data.
  • Segmented BCG recordings into 30s windows with 50% overlap.
  • Extracted multi-domain features from waveform morphology, spectral power, and wavelet energy.
  • Applied K-means clustering to create proxy labels for sleep states.
  • Used TreeSHAP for interpretative feature ranking and selection.
  • Compared multiple classifiers under a leave-one-subject-out protocol.
  • Achieved an accuracy of 0.9932 ± 0.0047 during testing.
  • Demonstrated strong Macro-F1 and MCC scores.
  • Outperformed alternative methods used for comparison.

Abstract

Sleep quality is closely associated with cardiovascular, metabolic, and mental health outcomes, yet the clinical gold standard, polysomnography (PSG), is costly and intrusive for long-term home monitoring. Ballistocardiography (BCG) enables unobtrusive in-bed sensing and is therefore attractive for low-burden sleep assessment in natural environments. However, most existing BCG studies are PSG-referenced and mainly focus on sleep staging, while movement and out-of-bed episodes are often treated as artifacts rather than modeled jointly. In this study, we propose an interpretable unsupervised proxy-state modeling framework for three-state in-bed monitoring from BCG signals under an unlabeled setting. BCG recordings were segmented into 30 s windows with 50% overlap, and multi-domain features were extracted from waveform morphology, spectral power, heart rate-related dynamics, and wavelet energy distribution. K-means clustering (K = 3) was used to construct cluster-derived proxy labels, TreeSHAP-based feature ranking together with inner-CV-guided Top-N subset selection was used for training-only feature screening, and multiple classifiers were compared under a strict leave-one-subject-out protocol, with an ROA-optimized RBF-SVM achieving the best overall performance. Using data from 32 volunteers, the framework achieved an accuracy of 0.9932 ± 0.0047 (mean ± SD), together with consistently strong Macro-F1 and MCC scores. Overall, it outperformed the alternative methods compared in this study.

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Cite This Study

Wang et al. (2026) studied this question.

synapsesocial.com/papers/69db37964fe01fead37c58bfhttps://doi.org/10.3390/math14081262
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